On August 5, 2010, Michael Casey, a director of NASDAQ OMX, filed a Form 4 with the United States Securities and Exchange Commission (the "SEC") to report the cash exercise of stock options previously granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan.
On August 5, 2010, Ronald Hassen, Senior Vice President, Controller and Principal Accounting Officer of NASDAQ OMX, filed a Form 4 with the SEC to report certain transactions pursuant to NASDAQ OMX's stock option exchange program. These transactions included the cancellation of options to purchase 8,766 shares of NASDAQ OMX common stock granted to Mr. Hassen on December 13, 2006 and (ii) options to purchase 9,025 shares of NASDAQ OMX common stock granted to Mr. Hassen on December 12, 2007. In exchange for these canceled options, Mr. Hassen received a replacement option grant to purchase 12,707 shares of NASDAQ OMX common stock with an exercise price of $20.04 per share.
The Form 4's can be accessed on NASDAQ OMX's website at http://ir.nasdaqomx.com/sec.cfm and on the SEC's website at www.sec.gov.
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